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Brokerage firm pays $3.3M for bad-mouthing insurance broker
An insurance broker won $3.25 million from its former employer, Questar Capital Corp., after a financial arbitration panel found the firm guilty of defamation and breach of contract. Thomas J. Gorter...
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Appeals court backs stockbrokers in pay suit against Brill Securities
Three stockbrokers for Brill Securities in New York have won an appeal, freeing them from being forced to arbitrate a suit over overtime pay. Joseph, Herzfeld, Hester & Kirschenbaum, the law firm...
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Symetra, Crump Life team up on life insurance, annuity sales
Symetra Investment Services has formed a strategic partnership with Crump Life Insurance for the sale of life insurance and annuities. “Our new partnership with Crump supports SIS’s strategy of...
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LPL Financial’s RIA Platform hits $25 billion mark in three years
LPL Financial, the nation’s largest independent broker-dealer, said its RIA Platform, its 3 year old custody unit, has exceeded $25 billion in total assets under custody. The Boston-based wholly-owned...
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